Population Paradox
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State-population monotonicity is a property of
apportionment methods The legal term apportionment (french: apportionement; Mediaeval Latin: , derived from la, portio, share), also called delimitation, is in general the distribution or allotment of proper shares, though may have different meanings in different c ...
, which are methods of allocating seats in a
parliament In modern politics, and history, a parliament is a legislative body of government. Generally, a modern parliament has three functions: Representation (politics), representing the Election#Suffrage, electorate, making laws, and overseeing ...
among
federal states A federation (also known as a federal state) is a political entity characterized by a union of partially self-governing provinces, states, or other regions under a central federal government (federalism). In a federation, the self-governi ...
. The property says that, if the population of a state increases faster than that of other states, then it should not lose a seat. An apportionment method that fails to satisfy this property is said to have a population paradox. In the apportionment literature, this property is simply called population monotonicity. However, the term "population monotonicity" is more commonly used to denote a very different property of resource-allocation rules: * In resource allocation, the property relates to the set of agents participating in the division process. A population-increase means that the previously-present agents are entitled to fewer items, as there are more mouths to feed. See
population monotonicity Population monotonicity (PM) is a principle of consistency in allocation problems. It says that, when the set of agents participating in the allocation changes, the utility of all agents should change in the same direction. For example, if the resou ...
for more information. * In apportionment, the property relates to the population of an individual state, which determines the state's ''entitlement.'' A population-increase means that a state is entitled to more seats. The parallel property in fair division is called weight monotonicity'':'' when the "weight" (- entitlement) of an agent increases, his utility should not decrease. There are several variants of the state-population monotonicity (PM); see
mathematics of apportionment Mathematics of apportionment describes Mathematics, mathematical principles and algorithms for fair allocation of identical items among parties with different entitlements. Such principles are used to apportion seats in parliaments among federal sta ...
for definitions and notation.


Erlang PM

The simplest definition of PM is that, if the population of one state i increases and the populations of the other states remain the same (such that the entitlement of ''i'' increases and the entitlements of the other states decrease), then the apportionment of ''i'' weakly increases. This notion was proposed by
Agner Krarup Erlang Agner Krarup Erlang (1 January 1878 – 3 February 1929) was a Denmark, Danish mathematician, statistician and engineer, who invented the fields of teletraffic engineering, traffic engineering and queueing theory. By the time of his relatively ...
in 1907 and studied by
Aanund Hylland Aanund Hylland (born 19 October 1949) is a Norwegian economist. He completed a master's degree in mathematical logic at the University of Oslo in 1974, and a Ph.D. at the John F. Kennedy School of Government, Harvard University in 1980. He worked ...
in 1978.A. Hylland (1978), "Allotment methods: procedures for proportional distribution of indivisible entities", Ph.D. thesis,
Harvard University Harvard University is a private Ivy League research university in Cambridge, Massachusetts. Founded in 1636 as Harvard College and named for its first benefactor, the Puritan clergyman John Harvard, it is the oldest institution of higher le ...
.
The problem with this notion is that, in practice, populations of states do not remain the same, they increase simultaneously.


Strong PM

A stronger variant of PM requires that, if the ''entitlement'' of state i increases (that is: its population divided by the sum of all populations), then the apportionment of i weakly increases. This variant is too strong: whenever there are at least 3 states, and the number of seats is not exactly equal to the number of states, no partial apportionment method (= apportionment method for a fixed number of states and seats) is strongly-PM. ''Proof'': Suppose by contradiction that the partial apportionment M^* is strongly-PM. Consider several cases: * h=1 - there is only one seat. Consider two entitlement vectors: ** All entitlements are equal to 1/n. Then by symmetry, M^* must return all n apportionments in which some state i receives 1 and the others receive 0. ** The entitlements of some two states are larger than 1/n. Then by strong PM both must receive at least 1 seat, but this is impossible. * 1 < h < n - there are fewer seats than states. Consider three entitlement vectors: ** An arbitrary vector with t_1> \cdots > t_n, where the entitlements of the first h-1 states satisfy 1/n < t_i < 1/(n-1), and the entitlement of state h is less than 1/n. Denote the apportionment for such a vector by a_1 \geq \cdots \geq a_n. ** The entitlements of the first n-1 states are all equal to t_1+\epsilon, where \epsilon is sufficiently small such that t_1+\epsilon < 1/(n-1), and the entitlement of state n is less than 1/n. Then by strong PM and symmetry the first n-1 states must receive at least a_1 seats in any apportionment. This requires at least (n-1)a_1 seats. This is impossible if h < n-1. Even if h = n-1, it is possible only if a_1 = 1. This means that any state with entitlement less than 1/(n-1) must get at most 1 seat, and any state with entitlement less than 1/n must get 0 seats. ** or h = n-1 The entitlement of state 1 is 1/(n-1) - \epsilon and the entitlements of the other states are (1 - 1/(n-1)+\epsilon)/(n-1), which are smaller than 1/n. Then, the apportionment of state 1 must be a_1 = 1 and of the other states 0. But then the sum of apportionments is smaller than the number of seats - a contradiction. * h > n - the usual situation - there are more seats than states. In the special case in which h = n, there are strongly-PM rules.


Population-pair monotonicity

If the ''ratio'' between the entitlements of two states i,j increases, then state i should not receive less seats while state j receives more seats. This property is also called vote-ratio monotonicity; see that page for more information.


Voter monotonicity

Voter monotonicity is a property weaker than pairwise-PM. It says that, if party ''i'' attracts more voters, while all other parties keep the same number of voters, then party ''i'' must not lose a seat. Failure of voter monotonicity is called the no-show paradox, since a voter can help his party by not voting. The largest-remainder method with the Droop quota fails voter monotonicity.


Weak population-monotonicity ("concordance")

Weak population-monotonicity, also called concordance,{{Rp, 75 is a static property: it says that a state with a larger population should not receive a smaller allocation. Formally, if t_i > t_j then a_i \geq a_j. All known apportionment methods are concordant. In particular, both Highest averages methods and Largest remainder methods are concordant. There is a fine point with some divisor methods in which the divisor sequence starts with 0. For example, in the Adams apportionment method, the quotient of each agent whose current allocation is 0, is t_i / 0 which is infinite. Therefore, if there are fewer items than agents, then the Adams method is, theoretically, allowed to allocate the objects arbitrarily, even giving more items to agents with smaller entitlements, which contradicts concordance. In practice, this seldom happens, as the number of items is usually larger than the number of agents. Formally, Adams' method is usually defined such that it returns an empty set whenever the number of items is smaller than the number of agents.


References

Apportionment method criteria